The supervising departmentとは 意味・読み方・使い方

(ii) Has the Board of Directors or organization equivalent to the Board of Directors specified the department that is responsible for supervising the Outsourcing Contractor and assigned a person in charge of managing customer information to the department?発音を聞く 例文帳に追加

（ⅱ）取締役会等は、外部委託先の管理について責任部署を明確にし、当該責任部署に顧客情報管理担当者を置いているか。 - 金融庁

b. The department and manager (including a person who makes a final internal decision concerning the relevant operations) in charge of supervising internal administrative processes regarding customer identification, including judgment as to the appropriateness of the identification implemented by the relevant department, the identification, examination and analysis of the implementation status thereof, and the roles of the department and manager.発音を聞く 例文帳に追加

ｂ．担当部署が行った本人確認の適切性の判断、その実施状況の把握・検証・分析等、社内における本人確認事務を統括する部署、責任者（当該業務に関する社内的な最終判断を行う者を含む。）とその役割 - 金融庁

b. The department and manager (including a person who makes the final internal decision concerning the relevant reporting) in charge of supervising operations related to the identification of “suspicious transactions” within the institution, including the implementation of judgment as to the appropriateness of “suspicious transactions” identified through the arrangements and procedures mentioned in A. above and the identification, examination, and analysis of the implementation status, and the roles of the department and manager.発音を聞く 例文帳に追加

ｂ．上記イにおいて把握された「疑わしい取引」の適切性の判断、その実施状況の把握・検証・分析等、社内における「疑わしい取引」の把握を統括する部署、責任者（当該届出に関する社内的な最終判断を行う者を含む。）とその役割 - 金融庁

D. In cases where the securities company, etc. conducts management by supervising the parties who share information, whether an independent division or department appropriately supervises the transactions carried out by such parties.発音を聞く 例文帳に追加

ニ．情報を共有する者を監視する方法による管理を行う場合には、独立した部署等において、当該者の行う取引を適切に監視しているか。 - 金融庁

The Kajuji/Kanjuji ryu set Kaju-ji Temple in Yamashina as the spiritual base of family unity, and tended to be more morally serious than the other lineages: a number of families in the lineage were responsible for supervising the practical work of the Imperial Court, and the lineage was well-known for producing Benkan (Oversight department officials) and the Sekkanke keishi (officials in a section handling the domestic affairs of regents and advisers).発音を聞く 例文帳に追加

勧修寺流は、山科の勧修寺を一門の結束の精神的な拠所とし、傾向としては他の流派よりも比較的堅く、また家職として朝廷の実務を担当する家が多く、弁官や摂関家家司を多く輩出していることで知られる。 - Wikipedia日英京都関連文書対訳コーパス

(9) Regarding the department supervising private management and implementation of securities, whether the registered financial institution that handles the private management of securities takes all possible organizational measures to block off the flow of so-called subtle information pertaining to loans and securities to and from the investment division and bond management division; provided, however, that this shall not apply when conducting any activities deemed applicable to the handling of private management of securities prescribed in Article 15, paragraph 3 of the FIEA Enforcement Order.発音を聞く 例文帳に追加

（９）有価証券の私募の取扱い業務を行う登録金融機関にあっては、私募の取扱い業務の所管部局及びその遂行については、融資・有価証券に係る投資業務・社債管理業務との間でのいわゆる機微情報の流出入の遮断、そのための組織面での手当等に十全を期することとなっているか。 ただし、金商法施行令附則第15条第３項に規定する有価証券の私募の取扱いとしてみなされる行為を行う場合については、この限りではない。 - 金融庁